Wednesday, 12 November 2014

Blog 4


Capital Asset Pricing Model


Investors which have been around for a while will already know about the various methods, measurements and models to analyse stocks and shares of companies. However, if you’re just a starter or perhaps you would just like to know more about investing, then Capital Asset Pricing Model is an important one to learn about.

Capital Asset Pricing Model or CAPM (pronounced Cap-em) of the more well-known and influential models in the practical world of finance, which was first expounded by Nobel prize-winner William Sharpe and other theoreticians. The CAPM, in a nutshell, says that returns the higher the risk, the higher the return. 


As argument goes, it is logical to be fully diversified hence investors creating large portfolios (you can read about portfolio theory in one of my previous blogs) and by doing this, investors are eliminating unsystematic risk, which is risk that can be diversified away. So once the unsystematic risk in eliminated, it leaves investors to concentrate on systematic risk-risk which cannot be diversified away. According to Arnold 2010, CAPM as measured by beta, is the only factor affecting the level of return required on a share for a completely diversified investor.

The CAPM formula is:
ra = rrf + Ba (rm-rrf)

Where:

rrf = the rate of return for a risk-free security 
rm = the broad market's expected rate of return 
Ba = beta of the asset

Beta

In relation to CAPM, beta is the only relevant measure of a stocks risk. It measures the covariance between returns of a particular share with the returns on the market as a whole. Beta is found by statistical analysis of individual, daily share price returns, in comparison with the market's daily returns over precisely the same period.





 




The security market line shows the relationship between beta and the expected rate of return E(Ri).

·         E(Rm) represents the expected market return
·         Rf represents the risk free rate

A beta of 1 indicates that the security's price will move with the market. A beta of less than 1 means that the security will be less volatile than the market. A beta of greater than 1 indicates that the security's price will be more volatile than the market. For example, if a stock's beta is 1.3, it's theoretically 30% more volatile than the market.

Investors can use CAPM to decide what price to pay for stocks and shares, so if company A is riskier than company B, then investors should be compensated for taking on the higher risk by lowering the prices. Compensation in CAPM is given in two ways– time value of money and risk. The time value of money is represented by the risk-free (rf) rate in the formula and compensates the investors for placing money in any investment over a period of time. The other half of the formula represents risk and calculates the amount of compensation the investor needs for taking on additional risk. This is calculated by taking a risk measure (beta) that compares the returns of the asset to the market over a period of time and to the market premium (Rm-rf).

CAPM is important because it is most often used to determine what the fair price of an investment should be. When you calculate the risky asset's rate of return using CAPM, that rate can then be used to discount the investment's future cash flows to their present value and thus arrive at the investment's fair value.
However, criticism of CAPM came in the 80’s and 90’s where researchers discovered that actually there was no relationship at all or that beta had barely an influence on the return shares produced, and said that there were other factors which determine the return on shares. The impact of this revelation caused some people to say beta was dead, but on the contrary others were saying it is alive and well. In reality, CAPM is still going strong and reaching new heights of popularity, particularly with students like myself who study this as part of their university course.

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